Andrew James DeVine of Country Capital Investment Company was barred by FINRA for allegedly misappropriating funds from clients. According to FINRA’s Disciplinary and Others FINRA Actions publication, DeVine took advantage of his position as agent of a member firm to use customer funds for his own benefit rather than applying them towards insurance premiums. FINRA alleged that DeVine misappropriated over $700 in customer funds.
Andrew James DeVine was a registered broker for 7 years, and was recently affiliated with the following firms:
COUNTRY CAPITAL INVESTMENT COMPANY
CRD #12060
O’FALLON, IL
03/2009 – 08/2013
NATCITY INVESTMENTS, INC.
CRD #17490
BRENTWOOD, MO
06/2008 – 01/2009
AXA ADVISORS, LLC
CRD #6627
CLAYTON, MO
01/2006 – 06/2008
If you have suffered investment losses, please contact the Hanley Law to explore your legal options. The Hanley Law is dedicated to helping investors who have been victims of securities fraud. If you have lost money as a result of securities fraud, you may be entitled to recover your investment losses. Contact our office toll free at (239) 649-0050 for a complimentary initial consultation.