According to FINRA, Matthew R. Quinn (CRD No. 4478751) of Cincinnati Ohio was barred from associating with any FINRA member after he allegedly withdrew funds the accounts of elderly clients and refused to testify in FINRA’s investigation into the claims.
FINRA alleged that Quinn withdrew funds from the accounts of three elderly clients. Thereafter, FINRA requested Quinn testify pursuant to FINRA Rule 8210. However, Quinn informed FINRA he would not cooperate with the investigation. Respondent’s conduct violated FlNRA Rules 8210 and 2010. (See FINRA Case No. 2013038835001)
Matthew R. Quinn was an active broker for 3 years with the following member firm(s):
FIFTH THIRD SECURITIES, INC.
CRD # 628
CINCINNATI, OH
5/2013 – 11/2013
LPL FINANCIAL, LLC
CRD # 6413
CINCINNATI, OH
7/2010 – 3/2013
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