Tag: elder theft by brokers

FINRA Bars Former LPL Financial and Fifth Third Cincinnati, OH Securities Broker Matthew R. Quinn for Alleged Theft from Elderly Clients

According to FINRA, Matthew R. Quinn (CRD No. 4478751) of Cincinnati Ohio was barred from associating with any FINRA member after he allegedly withdrew funds the accounts of elderly clients and refused to testify in FINRA’s investigation into the claims.

FINRA alleged that Quinn withdrew funds from the accounts of three elderly clients. Thereafter, FINRA requested Quinn testify pursuant to FINRA Rule 8210. However, Quinn informed FINRA he would not cooperate with the investigation. Respondent’s conduct violated FlNRA Rules 8210 and 2010. (See FINRA Case No. 2013038835001)

Matthew R. Quinn was an active broker for 3 years with the following member firm(s):

FIFTH THIRD SECURITIES, INC.
CRD # 628
CINCINNATI, OH
5/2013 – 11/2013

LPL FINANCIAL, LLC
CRD # 6413
CINCINNATI, OH
7/2010 – 3/2013

If you have suffered investment losses as a result of your broker’s or brokerage firm’s misconduct, contact the Hanley Law to discuss your legal options. The Hanley Law is dedicated to helping investors who have been victims of securities fraud. If you have lost money as a result of securities fraud, you may be entitled to recover your investment losses. Contact our office toll free at (239) 649-0050 for a free initial consultation.