Former Arizona Broker Barred by FINRA for Conversion of Client Funds

According to FINRA’s Disciplinary and Other FINRA Actions publication, Adam Robert Bollinger (CRD #6065030), a former Edward Jones broker, was barred by FINRA for allegedly converting funds from seven (7) individuals, six (6) of whom were Firm customers. FINRA alleged that during the period of February through December 2014, Bollinger converted $17, 525 by requesting that the individuals make out checks payable to him for a variety of reasons, such as for charitable contributions. FINRA further alleged that rather than using the funds for their intended purposes, Bollinger converted the funds for his own personal use and benefit. (See FINRA AWC No. 2015044164801)

According to FINRA’s Broker Check, Adam Robert Bollinger has been permanently barred from acting as a broker or otherwise associating with firms that sell securities to the public. Bollinger was registered in the securities industry for two (2) years with the following firm(s):

CRD #250
08/2012 – 01/2015

If you have suffered investment losses as a result of your broker’s or brokerage firm’s misconduct, contact the Hanley Law to discuss your legal options. The Hanley Law is dedicated to helping investors nationwide. If you have lost money as a result of your broker’s recommendations, you may be entitled to recover your investment losses. Contact our office toll free at (239) 649-0050 for a complimentary initial consultation.

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